Financial Directions

Financial Directions is an independent Registered Investment Advisor (RIA) – registered with the Securities Exchange Commission since 1999. As an RIA we are mandated by the Investment Company Act of 1940 to a fiduciary standard, putting our clients’ best interests first. We specialize in personal, customized advice using an array of products, strategies and services to help individuals and small businesses achieve their financial goals. Through our numerous professional relationships within the financial services industry we provide highly flexible, ultra-competitive, and efficiently priced solutions for our clients. We work primarily on a fee basis, which means we are compensated by a mutually agreed upon fee. There are no hidden sales charges or proprietary product conflicts. We promote and strive for long-term relationships with our clients and their families.

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